FINRA BrokerCheck Expungements: Proposed Rule Changes

In August, we wrote about amendments to the FINRA Rules that made it more expensive for registered representatives to seek expungement of their Central Registration Depository (CRD) records.  Last week, in an effort to reform the expungement process even further,...

HIPAA News: August 2020 Data Breach Report

The online HIPAA Journal has published the statistics for reported breaches of protected health information (PHI) of 500 or more patients occurring during August, 2020, available here.  The total number of such breaches reported was 37, virtually identical to the...