Mar 9, 2021 | SEC Investigations
In a press release on March 5, 2021, the U.S. Securities and Exchange Commission (“SEC”) announced that it had charged AT&T and three of its executives with violations of Regulation FD. Regulation FD was first promulgated by the SEC in 2000 in order to curtail...
Feb 9, 2021 | SEC Investigations
In a press release on February 4, 2021, the Securities and Exchange Commission (“SEC”) announced that it was bringing charges against three individuals and their affiliated entities in connection with a Ponzi scheme involving $1.7 billion in funds. The SEC alleges...
Feb 4, 2021 | SEC Investigations
Over the past few weeks, the internet has been awash with news of a wild rise in the stock prices of publicly traded companies, most notably GameStop and AMC Theaters. Given the impact of the COVID-19 pandemic on the market for securities, one might suspect that this...
